Klaren Capital, LLC is a registered investment adviser under the jurisdiction of the State of Virginia with its principal place of business located in Charlottesville, VA. Klaren Capital is in compliance with the current notice filing requirements imposed upon State of Virginia registered investment advisers by those states in which Klaren Capital maintains clients. Klaren Capital may only transact business in those states in which it is notice filed or qualifies for an exemption or exclusion from notice filing requirements.
This Web site is limited to the dissemination of general information pertaining to Klaren Capital's investment advisory/management services. Any subsequent, direct communication by Klaren Capital with a prospective client shall be conducted by a representative that is either registered or qualifies for an exemption or exclusion from registration in the state where the prospective client resides. For information pertaining to the registration status of Klaren Capital, please contact Klaren Capital or refer to the Investment Adviser Public Disclosure web site www.adviserinfo.sec.gov.
For additional information about Klaren Capital including fees, services provided, please contact us directly at +1.800.918.3568. If you would like to review our Form ADV Brochure, please click here to download the PDF. Please read the disclosure statement carefully before you invest or send money.
Custody and clearing services are provided by Fidelity Brokerage Services, LLC. Members NYSE/SIPC.
Business Continuity Planning Information
To our Clients and Prospective Clients:
As part of our ongoing commitment to inform and engage our clients, we would like to give you an update on Klaren Capital’s Business Continuity Planning ("BCP") Program.
To read the remainder of this notice please download this PDF.
USA PATRIOT Act Notice
IMPORTANT INFORMATION ABOUT PROCEDURES FOR OPENING A NEW ACCOUNT OR ESTABLISHING A NEW CUSTOMER RELATIONSHIP
To help the government fight the funding of terrorism and money laundering activities, Federal law requires all financial institutions to obtain, verify, and record information that identifies each individual or institution that opens an account or establishes a customer relationship with Klaren Capital.
What this means: If you enter into a new customer relationship with Klaren Capital, the Firm will ask for your name, address, date of birth (as applicable) and other identification information. This information will be used to verify your identity. As appropriate, the Firm may, in its discretion, ask for additional documentation or information. If all required documentation or information is not provided, Klaren Capital may be unable to open an account at its custodian, Fidelity Investments, or establish a relationship with you.
Legal Disclaimer
Depending on your specific investment objectives and financial position, the investments discussed or recommended in this Web site may or may not be suitable for you. It is up to you to weigh any decision carefully. Past performance is not necessarily a guide to future performance and is no guarantee of future results. Income from investments may fluctuate. The price or value of any investment identified directly or indirectly in this Web site may fall or rise against your interests and the interests of other investors.
Opinions, where and when expressed, are subject to change without notice. Information was obtained from sources considered reliable, but no representation is made as to its accuracy.
Investment Advisor's Act of 1940
Unlike a broker/dealer, we are regulated by the Investment Advisor's Act of 1940. This means we have a fiduciary responsibility to our clients, and must always act on behalf of our clients and their best interest.